Securities fraud under 18 U.S.C. § 1348 is a federal crime carrying up to 25 years in prison; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland, including federal securities fraud cases prosecuted by the U.S. Attorney’s Office for the District of Maryland.
Securities Fraud Lawyer in Maryland
Securities fraud, codified at 18 U.S.C. § 1348, prohibits any scheme or artifice to defraud any person in connection with securities of a publicly traded company, or to obtain money or property by means of false or fraudulent pretenses in connection with securities. This statute covers insider trading, market manipulation, and material misrepresentation. The maximum penalty is 25 years imprisonment, fines, and restitution. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience to defend clients facing these serious charges.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)
For official statutory text, see U.S. Attorney’s Office for the District of Maryland (justice.gov) and U.S. Securities and Exchange Commission (sec.gov).
In the U.S. District Court for the District of Maryland, federal prosecutors routinely use grand jury subpoenas and SEC investigative demands to build securities fraud cases. We have observed that early intervention — before charges are filed — can significantly affect outcomes.
- Do not speak to investigators or SEC attorneys without your lawyer present.
- Preserve all documents, emails, and trading records — do not alter or destroy anything.
- Contact a securities fraud lawyer Maryland immediately to assess your exposure.
- Your attorney will evaluate whether to engage in pre-indictment negotiations or prepare for litigation.
- Consider the implications of parallel SEC proceedings and criminal charges simultaneously.
- Develop a full defense strategy addressing both the evidence and procedural issues.
In Maryland, securities fraud under 18 U.S.C. § 1348 carries severe penalties including lengthy imprisonment, substantial fines, and mandatory restitution to victims.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 for individuals; up to $25,000,000 for entities | Potential loss of professional licenses (FINRA, SEC registrations) | Restitution, forfeiture of assets, supervised release, SEC civil penalties |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 | Bar from serving as officer/director of public companies | Disgorgement of profits, civil penalties up to three times profit |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience in federal securities fraud cases, including matters involving insider trading, market manipulation, and SEC investigations. Mr. Sris personally oversees complex federal criminal defense matters, applying his background in accounting and information systems to financial and technology-related cases.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland federal securities fraud cases. Firm-wide across VA, MD, DC, NY and NJ, SRIS has 4,739+ documented case results with a favorable-outcome rate above 93%. Results may vary.
Our location in Rockville is approximately 30 miles from the U.S. District Court for the District of Maryland in Baltimore, with access via I-270 and I-95.
Securities fraud lawyer near Maryland.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Potomac, Bowie, College Park, Upper Marlboro, Columbia, Annapolis, Frederick, Towson, Baltimore, and all Maryland counties.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
Phone: (888) 437-7747 | Local: (888)-437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Maryland
What is securities fraud under federal law?
Securities fraud under 18 U.S.C. § 1348 covers insider trading, market manipulation, and material misrepresentation in connection with securities. Penalties can include up to 25 years in federal prison. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases.
What should I do if I am under investigation for securities fraud in Maryland?
If you are under investigation for securities fraud in Maryland, do not speak to investigators without counsel. Preserve all documents. Contact a securities fraud lawyer Maryland immediately. The SEC and U.S. Attorney’s Office have broad subpoena power. Early legal intervention is critical.
Can securities fraud charges be reduced or dismissed in Maryland?
Yes. Defense strategies may include challenging the sufficiency of evidence, examining procedural compliance by investigators, negotiating with prosecutors for reduced charges, and presenting mitigating factors. An experienced investment fraud defense lawyer Maryland can evaluate the specific facts under 18 U.S.C. § 1348.
What is the difference between SEC civil enforcement and criminal securities fraud charges?
The SEC brings civil enforcement actions seeking fines, disgorgement, and injunctions. Criminal securities fraud charges are brought by the U.S. Attorney’s Office and can result in imprisonment. Both can proceed simultaneously. An SEC violation lawyer Maryland can help handle parallel proceedings.
How does a lawyer defend against securities fraud charges in Maryland?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 to build the strongest possible defense.
What is the statute of limitations for securities fraud in Maryland?
The statute of limitations for federal securities fraud is generally five years from the date of the alleged offense, per 18 U.S.C. § 3282. However, certain financial institution fraud charges may have extended statutes. Prompt legal consultation is essential to preserve your rights.
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Last updated: 2026-04-29
Results may vary. Case results depend on a variety of factors unique to each case. By appointment only.