Insider Trading Lawyer Maryland
Insider trading in Maryland is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland federal courts. Call (888) 437-7747 for a consultation by appointment.
Federal insider trading involves buying or selling securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The statute makes it unlawful for any person, directly or indirectly, to use any manipulative or deceptive device in connection with the purchase or sale of any security. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases in federal court. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 15 U.S.C. § 78j(b) (Cornell LII — official site)
For official statutory text, see 15 U.S.C. § 78j(b) (Cornell LII — official site). For SEC Rule 10b-5, see 17 C.F.R. § 240.10b-5 (Cornell LII — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use trading records, wiretaps, and cooperating witnesses to build insider trading cases. We have observed that early intervention often leads to more favorable outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact an Insider Trading Lawyer Maryland immediately.
- Review the indictment and evidence with your attorney.
- Develop a defense strategy based on the specific facts.
- Negotiate with prosecutors or prepare for trial.
In Maryland, insider trading under 15 U.S.C. § 78j(b) carries severe penalties including up to 20 years in federal prison and a $5 million fine for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC trading ban | Disgorgement of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC trading ban | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled numerous federal criminal cases in Maryland, including insider trading matters.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Maryland, including federal cases. Firm-wide across VA, MD, DC, NY and NJ, SRIS has 4,739+ documented case results with over 93% favorable outcomes. Results may vary.
Our location in Rockville is approximately 30 miles from the U.S. District Court for the District of Maryland in Baltimore, with access via I-270 and I-95. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Maryland
What is insider trading under federal law in Maryland?
Insider trading is the buying or selling of securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It is prosecuted by the U.S. Attorney’s Office for the District of Maryland.
Insider trading is the buying or selling of securities based on material non-public information, prohibited under 15 U.S.C. § 78j(b).
What are the penalties for insider trading in Maryland?
Penalties for insider trading under 15 U.S.C. § 78j(b) include up to 20 years in federal prison and a $5 million fine for individuals. Additional penalties may include disgorgement of profits and SEC civil penalties.
How does a securities insider trading defense lawyer Maryland help?
A securities insider trading defense lawyer Maryland can challenge evidence, examine procedural compliance, negotiate with prosecutors, and present mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact an illegal stock trading lawyer Maryland immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Do I need a lawyer for a federal insider trading investigation in Maryland?
Yes. Federal insider trading investigations are complex and carry severe penalties. An Insider Trading Lawyer Maryland can protect your rights, negotiate with prosecutors, and potentially reduce or dismiss charges. Contact SRIS, P.C. at (888) 437-7747.
Learn more about our Criminal Defense Lawyer Maryland services. We also serve Criminal Defense Lawyer Howard County and Criminal Defense Lawyer Montgomery County.
Last verified: April 2026. This page was last updated on 2026-04-29.