Insider Trading Lawyer in Kent County, Maryland
Insider trading in Kent County, Maryland is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years imprisonment and $5 million in fines for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience and can help you handle these serious charges. Contact us at (888) 437-7747 for a consultation by appointment only.
Federal insider trading involves buying or selling securities based on material, non-public information in violation of a duty of trust or confidence. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, the government must prove that you traded while in possession of material non-public information and that you knew the information was non-public and obtained through a breach of duty. The maximum penalty for individuals is 20 years in federal prison and a $5 million fine. For entities, fines can reach $25 million. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | District Court of MD for Kent County | Maryland Judiciary — official site
For the full text of the federal securities laws, see: 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site) and SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland, prosecutors routinely use parallel SEC civil investigations to build criminal cases. We have observed that early engagement with defense counsel before an indictment is filed can significantly affect charging decisions and sentencing outcomes.
- Do not speak to investigators or SEC staff without your attorney present.
- Preserve all documents, emails, and trading records — do not delete anything.
- Contact a federal criminal defense lawyer immediately to assess your exposure.
- Understand that insider trading cases often involve parallel civil and criminal proceedings.
- Evaluate whether a grand jury subpoena has been issued or if you are a target.
- Work with your attorney to develop a strategy that may include cooperation or defense.
In Kent County, insider trading carries severe federal penalties under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, including up to 20 years in federal prison and substantial fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC bar from securities industry | Forfeiture of profits; supervised release; restitution |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential SEC bar | Forfeiture; disgorgement; compliance monitors |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes former prosecutors and experienced federal criminal defense attorneys who understand the details of insider trading investigations and prosecutions.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Kent County and across Maryland. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ, with over 93% favorable outcomes. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville, MD is approximately 60 miles from the District Court of MD for Kent County, with access via Route 213, Route 301, and Route 20. We serve as an Insider Trading Lawyer Kent County and securities insider trading defense lawyer Kent County for clients throughout the area. Serving the communities of Chestertown, Rock Hall, Galena, Millington, and Betterton. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Kent County
What is Probation Before Judgment (PBJ) in Kent County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Can I get my criminal record expunged in Kent County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Kent County are expunged through the court where the case was heard (District Court of MD for Kent County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What happens after a criminal arrest in Kent County, Maryland?
After arrest in Kent County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Kent County (103 N. Cross Street, Chestertown, MD 21620). Felonies go to Kent County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Do I need a lawyer for a misdemeanor in Kent County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Kent County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Maryland federal criminal attorney for case-specific guidance.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
Learn more about our services: Criminal Defense Lawyer Maryland (hub page). For other localities, see Criminal Defense Lawyer Howard County and Criminal Defense Lawyer Calvert County. For related practice areas, see Criminal Defense Lawyer Montgomery County.
Last verified: April 2026. This page was last updated on 2026-04-29.