Securities Fraud Lawyer in Somerset County, Maryland
Securities fraud in Somerset County, Maryland, involves violations of federal securities laws under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying penalties of up to 25 years in federal prison. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Somerset County, including documented results in theft and fraud cases.
Understanding Securities Fraud Charges in Somerset County
Securities fraud, also known as investment fraud, is a federal crime under 18 U.S.C. § 1348, which prohibits schemes to defraud investors or obtain money or property through material misrepresentations in connection with securities transactions. Under 15 U.S.C. § 78ff, criminal penalties for securities fraud include fines up to $5,000,000 for individuals and imprisonment up to 25 years. The Securities and Exchange Commission (SEC) also enforces civil penalties. In Somerset County, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland, with initial appearances in the District Court of MD for Somerset County and potential transfer to the U.S. District Court for the District of Maryland. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | District Court of MD for Somerset County | Maryland Judiciary
Official Resources for Securities Fraud Laws
Insider Knowledge: How Securities Fraud Cases Are Handled in Somerset County
In the District Court of MD for Somerset County, prosecutors routinely seek pretrial detention for securities fraud defendants due to the financial nature of the crime and flight risk concerns. We have observed that the State’s Attorney for Somerset County often coordinates with federal authorities, meaning state charges can escalate to federal prosecution quickly.
Our experience defending securities fraud cases in Somerset County shows that early intervention is critical. The initial appearance before a District Court commissioner is your first opportunity to argue for pretrial release, and having an attorney present can make a significant difference.
- Do not speak to investigators or SEC agents without your attorney present.
- Preserve all financial records, emails, and communications related to the alleged fraud.
- Contact a securities fraud defense lawyer immediately to protect your rights.
- Attend all court hearings in the District Court of MD for Somerset County or Somerset County Circuit Court.
- Work with your attorney to explore plea negotiations or pretrial diversion programs.
- Prepare for trial if a favorable resolution cannot be reached.
Penalties for Securities Fraud in Somerset County
In Somerset County, securities fraud carries severe penalties under federal law, including substantial fines and imprisonment. The specific penalties depend on the nature and scope of the fraud.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) | Potential loss of professional licenses (e.g., securities licenses) | Restitution, asset forfeiture, supervised release, SEC civil penalties |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | Potential loss of securities licenses | Restitution, disgorgement of profits, SEC civil penalties |
| Conspiracy to Commit Securities Fraud (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 | Potential loss of professional licenses | Restitution, asset forfeiture |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Securities Fraud Defense?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our team includes Kristen M. Fisher, Former Maryland Assistant State’s Attorney, Of Counsel (independent attorney working with Law Offices Of SRIS, P.C.), who has firsthand prosecutorial experience in Maryland courts. This insider knowledge allows us to anticipate prosecution strategies and build strong defenses for securities fraud cases in Somerset County.
Your Securities Fraud Defense Team
Case Results in Securities Fraud and Related Matters
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Somerset County. Firm-wide, the firm has handled 4,739+ documented results across VA, MD, DC, NY and NJ, including 92 documented results in theft/fraud/property cases with 59 dismissals or not guilty outcomes, 28 reductions or amendments, and a favorable-outcome rate of 93%+.
Results may vary. Case results depend on a variety of factors unique to each case.
Securities Fraud Lawyer Near Somerset County
Our location in Rockville, Maryland, is approximately 120 miles from the District Court of MD for Somerset County (30512 Prince William Street, Princess Anne, MD 21853), with access via Route 13 and Route 413. We serve the communities of Princess Anne, Crisfield, Westover, Marion Station, and Deal Island. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Somerset County
What is Probation Before Judgment (PBJ) in Somerset County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Somerset County (30512 Prince William Street, Princess Anne, MD 21853). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
Can I get my criminal record expunged in Somerset County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Somerset County are expunged through the court where the case was heard (District Court of MD for Somerset County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.
What happens after a criminal arrest in Somerset County, Maryland?
After arrest in Somerset County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Somerset County (30512 Prince William Street, Princess Anne, MD 21853). Felonies go to Somerset County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55.
Do I need a lawyer for a misdemeanor in Somerset County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Somerset County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under Federal Criminal general statutes to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
Related Practice Areas and Locations
- Criminal Defense Lawyer Maryland — State hub for criminal defense
- Criminal Defense Lawyer Howard County — Sibling locality page
- Criminal Defense Lawyer Calvert County — Sibling locality page
- Criminal Defense Lawyer Montgomery County — Sibling locality page
Last verified: April 2026